Senior Attorney, U.S. and Asia IA Matters
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![]() United States, California, Los Angeles | |||||||||
![]() 865 South Figueroa Street (Show on map) | |||||||||
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Senior Attorney, U.S. and Asia IA Matters Job Location(s)
US-CA-Los Angeles
Position Summary Reporting to TCW's General Counsel, the Senior Attorney, U.S. and Asia IA Matters will support TCW's business on general investment advisory-related matters arising in the U.S. and Asia, including (i) negotiation and maintenance of IMAs and other investor agreements, (ii) maintenance of Form ADV for registered TCW investment advisory entities, (iii) coordinating required regulatory filings, including Forms 13F and 13G, and (iv) advising on investment and other issues arising under rules and regulations of the Securities and Exchange Commission (SEC), the Department of Labor (DOL), ERISA, and foreign regulatory bodies in Asia. This is a critical, hands-on, role in the firm and requires expert understanding of the full range of an investment advisor's current and evolving legal and regulatory obligations in the U.S. and Asia. It requires the incumbent to contribute as a working manager and be a team player in executing any tasks required. Essential Duties
Provide expert legal advice to TCW colleagues regarding U.S. and Asia laws and regulations relating to TCW's asset management business.
Required Qualifications
Professional Skills Qualifications
Desired Qualifications The ideal candidate would also possess one or more of the following additional qualifications:
Estimated Compensation: Base Salary: For CA based position, the base salary range is $240k to $300k. This is an anticipated range only. Other Compensation: Eligible to be considered for an annual discretionary bonus Benefits: Eligible for TCW's comprehensive benefits package. |